Published August 2022
| Version v1
Thesis
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What Makes the Stringent Policy? Shifting bureaucratic incentives and blame-avoiding in China's war on COVID-19
Description
In the war on the COVID-19 pandemic, China is famous for resorting to top-down, stringent measures to cut off the outbreaks, and it proves to be successful in eliminating infections. Officials have insisted ultra-strict COVID-zero strategy, at the great expense of the local economic prosperity and social welfare. Why would China show a great preference for this costly method of pandemic control? And one more nuanced puzzle is that the use of stringent
policies varies between the regions. Why some of them are more inclined to employ coercive
capacities? By studying the provincial policy stringency of dealing with the Delta variants
throughout 2021, I argue that the application of stringent policy not only hinges on the
infection risk but is also a strategy for bureaucrats to avoid blame. It offers a solution to the
principal-agent problem and is an unexpected result of the incentive structure of China. When
the weak institutions could not hold the bureaucrats accountable, the leaders showed a pattern
different from credit-claiming - with less promotion possibility, they use more high-profile
enforcement campaigns to enhance oversight over bureaucrats to increase the credibility of
the punishment - and thus minimize risks. I illustrate it using the Oxford COVID-19
Government Response Tracker (OxCGRT) Data and the original data on Chinese provincial
leader cadres. This finding uncovers the new relationship between bureaucrats' incentives
and policy implementation in China. It shows that when the institution is weak, it is effective
to make it up with campaigns to shape the motivation, but the cost is high.
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